Announcement PDF Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity ABN Lithium Australia NL 29 126 129 413 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Adrian Griffin Date of last notice 23 December 2015 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Direct & Indirect Nature of indirect interest (including registered holder) Adrian Christopher Griffin & Josephine Dawn Norman <The Global Super Fund A/C>, an entity of which Adrian Griffin is a beneficiary Note: Provide details of the circumstances giving rise to the relevant interest. Date of change 20 January 2016 No. of securities held prior to change Direct 3,680,083 ordinary fully paid shares 1,292,181 LITCC partly paid shares 4,050,000 Performance rights 3,000,000 Performance rights 2,500,000 15 cent options expiring 1 July 2019 2,500,000 20 cent options expiring 1 July 2019 3,000,000 30 cent options expiring 1 July 2019 Indirect 816,767 ordinary fully paid shares 334,082 partly paid unlisted contributing shares 206,713 LITCC partly paid shares Class Fully paid ordinary shares + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1 Appendix 3Y Change of Director’s Interest Notice Number acquired Direct – 445,549 Number disposed Value/Consideration Value – $0.084 / Consideration - $37,500 Note: If consideration is non-cash, provide details and estimated valuation No. of securities held after change Direct 4,125,672 ordinary fully paid shares 1,292,181 LITCC partly paid shares 4,050,000 Performance rights 3,000,000 Performance rights 2,500,000 15 cent options expiring 1 July 2019 2,500,000 20 cent options expiring 1 July 2019 3,000,000 30 cent options expiring 1 July 2019 Indirect 816,767 ordinary fully paid shares 334,082 partly paid unlisted contributing shares 206,713 LITCC partly paid shares Nature of change Shares issued pursuant to the director and senior management fee and remuneration sacrifice share plan Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back + See chapter 19 for defined terms. Appendix 3Y Page 2 01/01/2011 Appendix 3Y Change of Director’s Interest Notice Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract N/A Nature of interest N/A Name of registered holder (if issued securities) N/A Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired N/A Interest disposed N/A Value/Consideration N/A Note: If consideration is non-cash, provide details and an estimated valuation Interest after change N/A Part 3 – +Closed period Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? If prior written clearance was provided, on what date was N/A this provided? + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3 Appendix 3Y Change of Director’s Interest Notice Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity ABN Lithium Australia NL 29 126 129 413 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director George Bauk Date of last notice 23 December 2015 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Direct Indirect 1, Indirect 2 & Indirect 3 Indirect 1 Totode Pty Ltd <GABAGAT Investments A/C> of which George Bauk is a beneficiary Indirect 2 Totode Pty Ltd <Hindmarsh Investments A/C> of which George Bauk is a beneficiary Indirect 3 Bodi Bauk of which George Bauk is guardian Date of change 20 January 2016 + See chapter 19 for defined terms. Appendix 3Y Page 4 01/01/2011 Appendix 3Y Change of Director’s Interest Notice No. of securities held prior to change Direct 9,750 ordinary fully paid shares Indirect 1 59,750 ordinary fully paid shares 200,000 LITCC Indirect 2 10,500 ordinary fully paid shares 100,000 LITCC 2,025,000 performance rights (as approved by shareholders at the 15 July 2015 general meeting) 1,250,000 15 cent options expiring 1 July 2019 1,250,000 20 cent options expiring 1 July 2019 1,500,000 30 cent options expiring 1 July 2019 Indirect 3 100,000 LITCC Class Fully paid ordinary shares Number acquired Direct – 87,762 Number disposed Value/Consideration Value – $0.084 / Consideration - $7,425 Note: If consideration is non-cash, provide details and estimated valuation No. of securities held after change Direct 97,512 ordinary fully paid shares Indirect 1 59,750 ordinary fully paid shares 200,000 LITCC Indirect 2 10,500 ordinary fully paid shares 100,000 LITCC 2,025,000 performance rights (as approved by shareholders at the 15 July 2015 general meeting) 1,250,000 15 cent options expiring 1 July 2019 1,250,000 20 cent options expiring 1 July 2019 1,500,000 30 cent options expiring 1 July 2019 Indirect 3 100,000 LITCC + See chapter 19 for defined terms. 01/01/2011 Indirect 3 Nil Appendix 3Y Page 5 Appendix 3Y Change of Director’s Interest Notice Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back Shares issued pursuant to the director and senior management fee and remuneration sacrifice share plan Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract N/A Nature of interest N/A Name of registered holder (if issued securities) N/A Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired N/A Interest disposed N/A Value/Consideration N/A Note: If consideration is non-cash, provide details and an estimated valuation Interest after change N/A Part 3 – +Closed period Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? If prior written clearance was provided, on what date was N/A this provided? + See chapter 19 for defined terms. Appendix 3Y Page 6 01/01/2011 Appendix 3Y Change of Director’s Interest Notice Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity ABN Lithium Australia NL 29 126 129 413 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Bryan Dixon Date of last notice 23 December 2015 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Direct Nature of indirect interest (including registered holder) Indirect 1 Warrior Finance Pty Ltd, an entity of which Bryan Dixon is a director and shareholder Note: Provide details of the circumstances giving rise to the relevant interest. Indirect 2 Warrior Strategic Pty Ltd, an entity of which Bryan Dixon is a director and shareholder Date of change 20 January 2016 No. of securities held prior to change Indirect 1 18,000 ordinary fully paid shares Indirect 2 920,215 ordinary fully paid shares 508,472 partly paid listed contributing shares (LITCC) 2,025,000 Performance rights 1,250,000 15 cent options expiring 1 July 2019 1,250,000 20 cent options expiring 1 July 2019 1,500,000 30 cent options expiring 1 July 2019 Class Fully paid ordinary shares + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 7 Appendix 3Y Change of Director’s Interest Notice Number acquired Indirect 2 – 91,184 Number disposed Value/Consideration Value – $0.084 / Consideration - $7,500 Note: If consideration is non-cash, provide details and estimated valuation No. of securities held after change Indirect 1 18,000 ordinary fully paid shares Indirect 2 1,011,399 ordinary fully paid shares 508,472 partly paid listed contributing shares (LITCC) 2,025,000 Performance rights 1,250,000 15 cent options expiring 1 July 2019 1,250,000 20 cent options expiring 1 July 2019 1,500,000 30 cent options expiring 1 July 2019 Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back Shares issued pursuant to the director and senior management fee and remuneration sacrifice share plan Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract N/A Nature of interest N/A Name of registered holder (if issued securities) N/A Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired N/A Interest disposed N/A + See chapter 19 for defined terms. Appendix 3Y Page 8 01/01/2011 Appendix 3Y Change of Director’s Interest Notice Value/Consideration N/A Note: If consideration is non-cash, provide details and an estimated valuation Interest after change N/A Part 3 – +Closed period Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? If prior written clearance was provided, on what date was N/A this provided? + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 9