Proposed issue of securities - LIT
Released
Released
Announcement PDF
Appendix 3B - Proposed issue of securities
Appendix 3B - Proposed issue of securities 1 / 7
Announcement Summary
Entity name
LIVIUM LTD
Announcement Type
New announcement
Date of this announcement
30/7/2026
The Proposed issue is:
Total number of +securities proposed to be issued for a placement or other type of issue
ASX +security code +Security description
Maximum Number of
+securities to be issued
New class-code to be
confirmed
Options with an exercise price of $0.012 expiring 4 years
from date of issue
83,333,333
LIT ORDINARY FULLY PAID 432,758,445
Proposed +issue date
31/7/2026
Refer to next page for full details of the announcement
A placement or other type of issue
Appendix 3B - Proposed issue of securities
Appendix 3B - Proposed issue of securities 2 / 7
Part 1 - Entity and announcement details
1.1 Name of +Entity
LIVIUM LTD
We (the entity named above) give ASX the following information about a proposed issue of +securities and, if ASX agrees
to +quote any of the +securities (including any rights) on a +deferred settlement basis, we agree to the matters set out in
Appendix 3B of the ASX Listing Rules.
If the +securities are being offered under a +disclosure document or +PDS and are intended to be quoted on ASX, we also
apply for quotation of all of the +securities that may be issued under the +disclosure document or +PDS on the terms set
out in Appendix 2A of the ASX Listing Rules (on the understanding that once the final number of +securities issued under
the +disclosure document or +PDS is known, in accordance with Listing Rule 3.10.3C, we will complete and lodge with ASX
an Appendix 2A online form notifying ASX of their issue and applying for their quotation).
1.2 Registered Number Type
ACN
Registration Number
126129413
1.3 ASX issuer code
LIT
1.4 The announcement is
1.5 Date of this announcement
30/7/2026
1.6 The Proposed issue is:
A placement or other type of issue
New announcement
Appendix 3B - Proposed issue of securities
Appendix 3B - Proposed issue of securities 3 / 7
Part 7 - Details of proposed placement or other issue
Part 7A - Conditions
7A.1 Do any external approvals need to be obtained or other conditions satisfied before the placement or other
type of issue can proceed on an unconditional basis?
Part 7B - Issue details
Is the proposed security a 'New
class' (+securities in a class that is
not yet quoted or recorded by ASX)
or an 'Existing class' (additional
securities in a class that is already
quoted or recorded by ASX)?
Will the proposed issue of this
+security include an offer of
attaching +securities?
Details of +securities proposed to be issued
ASX +security code and description
LIT : ORDINARY FULLY PAID
Number of +securities proposed to be issued
100,000,000
Offer price details
Are the +securities proposed to be issued being issued for a cash
consideration?
Please describe the consideration being provided for the +securities
Initial Shares pursuant to the Lind Funding Agreement. Refer ASX Announcement dated 30 July 2026.
Please provide an estimate of the AUD equivalent of the consideration being provided for the +securities
0.009000
Will these +securities rank equally in all respects from their issue date with
the existing issued +securities in that class?
Is the proposed security a 'New
class' (+securities in a class that is
not yet quoted or recorded by ASX)
or an 'Existing class' (additional
Will the proposed issue of this
+security include an offer of
attaching +securities?
No
Yes
No
No
Existing class
No
Appendix 3B - Proposed issue of securities
Appendix 3B - Proposed issue of securities 4 / 7
or an 'Existing class' (additional
securities in a class that is already
quoted or recorded by ASX)?
Details of +securities proposed to be issued
ASX +security code and description
LIT : ORDINARY FULLY PAID
Number of +securities proposed to be issued
332,758,445
Offer price details
Are the +securities proposed to be issued being issued for a cash
consideration?
In what currency is the cash
consideration being paid?
AUD - Australian Dollar
What is the issue price per
+security?
AUD 0.00900
Will these +securities rank equally in all respects from their issue date with
the existing issued +securities in that class?
Is the proposed security a 'New
class' (+securities in a class that is
not yet quoted or recorded by ASX)
or an 'Existing class' (additional
securities in a class that is already
quoted or recorded by ASX)?
Will the proposed issue of this
+security include an offer of
attaching +securities?
Details of +securities proposed to be issued
ISIN Code (if Issuer is a foreign company and +securities do not have +CDIs
issued over them)
Have you received confirmation from
ASX that the terms of the proposed
+securities are appropriate and
equitable under listing rule 6.1?
Will the entity be seeking quotation
of the 'new' class of +securities on
ASX?
ASX +security code
New class-code to be confirmed
+Security description
Options with an exercise price of $0.012 expiring 4 years
from date of issue
+Security type
Options
Number of +securities proposed to be issued
No
No
No
New class
Yes
Yes
Existing class
Appendix 3B - Proposed issue of securities
Appendix 3B - Proposed issue of securities 5 / 7
Number of +securities proposed to be issued
83,333,333
Offer price details
Are the +securities proposed to be issued being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Options are being issued as part consideration to Lind for entering into the Funding Agreement. Refer ASX
Announcement dated 30 July 2026.
Please provide an estimate of the AUD equivalent of the consideration being
provided for the +securities
0.005200
Will all the +securities issued in this class rank equally in all respects from
their issue date?
Options details
+Security currency
AUD - Australian Dollar
Exercise price
AUD 0.0120
Expiry date
31/7/2030
Details of the type of +security that will be issued if the option is exercised
LIT : ORDINARY FULLY PAID
Number of securities that will be issued if the option is exercised
One fully paid ordinary share (ASX:LIT)
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities
proposed to be issued or provide the information by separate announcement.
Refer ASX Announcement dated 30 July 2026
Part 7C - Timetable
7C.1 Proposed +issue date
31/7/2026
Part 7D - Listing Rule requirements
7D.1 Has the entity obtained, or is it obtaining, +security holder approval for the entire issue under listing rule 7.1?
7D.1b Are any of the +securities proposed to be issued without +security holder approval using the entity's 15%
placement capacity under listing rule 7.1?
7D.1b ( i ) How many +securities are proposed to be issued without security holder approval using the entity's 15%
Yes
No
Yes
No
Appendix 3B - Proposed issue of securities
Appendix 3B - Proposed issue of securities 6 / 7
7D.1b ( i ) How many +securities are proposed to be issued without security holder approval using the entity's 15%
placement capacity under listing rule 7.1?
100,000,000 Shares (being Initial Shares)
126,321,734 Shares (being Tranche Shares)
83,333,333 Options
7D.1c Are any of the +securities proposed to be issued without +security holder approval using the entity's
additional 10% placement capacity under listing rule 7.1A (if applicable)?
7D.1c ( i ) How many +securities are proposed to be issued without +security holder approval using the entity's
additional 10% placement capacity under listing rule 7.1A?
206,436,711 Shares (being Tranche Shares)
7D.1c ( ii ) Please explain why the entity has chosen to do a placement rather than a +pro rata issue or an offer
under a +security purchase plan in which existing ordinary +security holders would have been eligible to
participate
The placement was chosen as it was considered the most cost-efficient and expedient method available to the Company
at the time for raising the funds required to achieve the Company's objectives. An SPP has also been announced. Refer
ASX Announcement dated 30 July 2026.
7D.2 Is a party referred to in listing rule 10.11 participating in the proposed issue?
7D.3 Will any of the +securities to be issued be +restricted securities for the purposes of the listing rules?
7D.4 Will any of the +securities to be issued be subject to +voluntary escrow?
Part 7E - Fees and expenses
7E.1 Will there be a lead manager or broker to the proposed issue?
7E.2 Is the proposed issue to be underwritten?
7E.4 Details of any other material fees or costs to be incurred by the entity in connection with the proposed issue
Refer to ASX Announcement dated 30 July 2026 for key terms of the Funding Agreement and fees payable to Lind.
Part 7F - Further Information
7F.01 The purpose(s) for which the entity is issuing the securities
Refer ASX Announcement 30 July 2026.
7F.1 Will the entity be changing its dividend/distribution policy if the proposed issue proceeds?
7F.2 Any other information the entity wishes to provide about the proposed issue
The securities proposed to be issued per this Appendix 3B refers to the Maximum Number Securities to be issued under
LR 7.1. and LR 7.1A pursuant to the Funding Agreement, as detailed in the accompanying ASX Announcement. Refer to
ASX Announcement dated 30 July 2026 for additional information including the issue price of the shares to be issued
under the the Funding Agreement.
7F.3 Any on-sale of the +securities proposed to be issued within 12 months of their date of issue will comply with
the secondary sale provisions in sections 707(3) and 1012C(6) of the Corporations Act by virtue of:
The publication of a cleansing notice under section 708A(5), 708AA(2)(f), 1012DA(5) or 1012DAA(2)(f)
No
No
No
No
No
No
Yes
Appendix 3B - Proposed issue of securities
Appendix 3B - Proposed issue of securities 7 / 7
Share your feedback
Discover