Announcement PDF Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity ABN Lithium Australia NL 29 126 129 413 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director George Bauk Date of last notice 15 July 2015 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Direct Indirect 1 Indirect 2 Nature of indirect interest (including registered holder) Indirect 1 Totode Pty Ltd <GABAGAT Investments A/C> of which George Bauk is a beneficiary Note: Provide details of the circumstances giving rise to the relevant interest. Indirect 2 Totode Pty Ltd <Hindmarsh Investments A/C> of which George Bauk is a beneficiary Date of change 31 July 2015 + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1 Appendix 3Y Change of Director’s Interest Notice No. of securities held prior to change Direct 6,500 ordinary fully paid shares 3,250 partly paid listed contributing shares Indirect 1 56,500 ordinary fully paid shares 3,250 partly paid listed contributing shares Indirect 2 7,000 ordinary fully paid shares 3,500 partly paid listed contributing shares 2,025,000 performance rights* 4,000,000 performance option rights* Class Ordinary fully paid shares Number acquired Direct 3,250 ordinary fully paid shares Indirect 1 3,250 ordinary fully paid shares Indirect 2 3,500 ordinary fully paid shares Number disposed Direct 3,250 partly paid listed contributing shares Indirect 1 3,250 partly paid listed contributing shares Indirect 2 3,500 partly paid listed contributing shares Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation Direct $0.049 per share (total consideration $159.25) Indirect 1 $0.049 per share (total consideration $159.25) Indirect 2 $0.049 per share (total consideration $171.50) + See chapter 19 for defined terms. Appendix 3Y Page 2 01/01/2011 Appendix 3Y Change of Director’s Interest Notice No. of securities held after change Direct 9,750 ordinary fully paid shares Indirect 1 59,750 ordinary fully paid shares Indirect 2 10,500 ordinary fully paid shares 2,025,000 performance rights 4,000,000 performance option rights Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back Payment of call plus remaining unpaid amount to convert partly paid listed contributing shares to ordinary fully paid shares *Correction to opening balance Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract N/A Nature of interest N/A Name of registered holder (if issued securities) N/A Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired N/A Interest disposed N/A Value/Consideration N/A Note: If consideration is non-cash, provide details and an estimated valuation Interest after change N/A + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3 Appendix 3Y Change of Director’s Interest Notice Part 3 – +Closed period Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? If prior written clearance was provided, on what date was N/A this provided? + See chapter 19 for defined terms. Appendix 3Y Page 4 01/01/2011 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity ABN Lithium Australia NL 29 126 129 413 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Adrian Griffin Date of last notice 15 July 2015 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Direct Indirect Nature of indirect interest (including registered holder) Adrian Christopher Griffin & Josephine Dawn Norman <The Global Super Fund A/C>, an entity of which Adrian Griffin is a beneficiary Note: Provide details of the circumstances giving rise to the relevant interest. Date of change 31 July 2015 No. of securities held prior to change Direct 3,680,083 ordinary fully paid shares 1,292,181 partly paid listed contributing shares, unpaid to $0.049 750,000 $0.0875 unlisted options exercisable on or before 2 September 2015 1,500,000 unlisted $0.25 options exercisable on or before 29 November 2015 4,050,000 Performance rights 8,000,000 Performance option rights Indirect 816,767 ordinary fully paid shares 540,795 partly paid unlisted contributing shares, unpaid to $0.049 + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1 Appendix 3Y Change of Director’s Interest Notice Class Partly paid listed contributing shares Number acquired Direct Nil Indirect Nil Number disposed Direct Nil Indirect Nil Value/Consideration Direct $0.01 per share (total consideration $12,921.81) Note: If consideration is non-cash, provide details and estimated valuation Indirect 1 $0.01 per share (total consideration $2,067.13) No. of securities held after change Direct 3,680,083 ordinary fully paid shares 1,292,181 partly paid listed contributing shares, unpaid to $0.039 750,000 $0.0875 unlisted options exercisable on or before 2 September 2015 1,500,000 unlisted $0.25 options exercisable on or before 29 November 2015 4,050,000 Performance rights 8,000,000 Performance option rights Indirect 816,767 ordinary fully paid shares 334,082 partly paid unlisted contributing shares, unpaid to $0.049 206,713 partly paid unlisted contributing shares, unpaid to $0.039 Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back Payment of call on partly paid listed contributing shares + See chapter 19 for defined terms. Appendix 3Y Page 2 01/01/2011 Appendix 3Y Change of Director’s Interest Notice Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract N/A Nature of interest N/A Name of registered holder (if issued securities) N/A Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired N/A Interest disposed N/A Value/Consideration N/A Note: If consideration is non-cash, provide details and an estimated valuation Interest after change N/A Part 3 – +Closed period Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? If prior written clearance was provided, on what date was N/A this provided? + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3 Appendix 3Y Change of Director’s Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity ABN Lithium Australia NL 29 126 129 413 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Bryan Dixon Date of last notice 15 July 2015 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Indirect 1 Indirect 2 Nature of indirect interest (including registered holder) Indirect 1 Warrior Finance Pty Ltd, an entity of which Bryan Dixon is a director and shareholder Note: Provide details of the circumstances giving rise to the relevant interest. Indirect 2 Warrior Strategic Pty Ltd, an entity of which Bryan Dixon is a director and shareholder Date of change 31 July 2015 No. of securities held prior to change Indirect 1 12,000 ordinary fully paid shares 6,000 partly paid unlisted contributing shares, unpaid to $0.049 Indirect 2 920,215 ordinary fully paid shares 108,472 partly paid listed contributing shares, unpaid to $0.049 2,025,000 Performance rights* 4,000,000 Performance option rights* + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1 Appendix 3Y Change of Director’s Interest Notice Class Partly paid listed contributing shares Number acquired Direct Nil Indirect 1 Nil Number disposed Indirect 1 Nil Indirect 2 Nil Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation Indirect 1 $0.01 per share (total consideration $60.00) Indirect 2 $0.01 per share (total consideration $1,084.72) No. of securities held after change Indirect 1 12,000 ordinary fully paid shares 6,000 partly paid unlisted contributing shares, unpaid to $0.039 Indirect 2 920,215 ordinary fully paid shares 108,472 partly paid listed contributing shares, unpaid to $0.039 2,025,000 Performance rights 4,000,000 Performance option rights Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back Payment of call on partly paid listed contributing shares *Correction to opening balance + See chapter 19 for defined terms. Appendix 3Y Page 2 01/01/2011 Appendix 3Y Change of Director’s Interest Notice Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract N/A Nature of interest N/A Name of registered holder (if issued securities) N/A Date of change N/A No. and class of securities to which N/A interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired N/A Interest disposed N/A Value/Consideration N/A Note: If consideration is non-cash, provide details and an estimated valuation Interest after change N/A Part 3 – +Closed period Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? If prior written clearance was provided, on what date was N/A this provided? + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3